Deputy Chief Compliance Officer, Private Credit and Asset Manager Job at Larson Maddox, New York, NY

bzZwdTMrcElmV3VRVDUzZks1dFgwVnV3RVE9PQ==
  • Larson Maddox
  • New York, NY

Job Description

A growing private credit firm and asset manager is seeking a Deputy Chief Compliance Officer to join their team in New York City as they seek to build out the compliance function in addition to their current dedicated team of three complinace professionals. The firm works across a variety of sectors and industries via credit and strategic investing. It has a strong investment team and has grown to $25B+ assets under management in less than ten years. As they continue to grow, this opportunity has been created from scratch as a new position at the firm.

This opportunity is ideal for someone with at least ten years of experience handling investment advisory compliance related to fixed income, private credit, private equity, or insurance asset management. Experience managing a compliance program and working directly with the business on key issues is required to succeed in the position. Additionally, an ideal candidate would have comfort advising junior members of the compliance team. The position reports directly to the Chief Compliance Officer.

Requirements:

  • 10+ years of experience within investment advisory compliance for private funds, insurance asset management, or credit/fixed income
  • Ability to partner with key stakeholders and work with junior compliance team members
  • Strong communication skills and comfort working with regulators and external auditors
  • Robust knowledge of the Investment Advisers Act of 1940 and other relevant laws and regulations for the industry
  • Advanced degrees preferred (MBA, JD, etc.)
  • Five days a week in office

Job Tags

Work at office,

Similar Jobs

ROCS Grad Staffing

Data Entry Assistant Job at ROCS Grad Staffing

 ...Why You Want To Work Here: We represent a growing union providing our members with competitive benefits and powerful resources to help advance their careers. We have a casual and fun environment and opportunity for advancement! The Recipient Services Representative is... 

Trinity Technology Solutions LLC

Data Analyst Job at Trinity Technology Solutions LLC

 ...SERVICES: The worker will perform senior-level business analysis for complex, emerging technology projects, with a strong focus on data-related activities such as data modeling, data bridging, root cause analysis of data issues, and data flow documentation. The... 

Evolution

Senior Team Manager (Online Casino) Job at Evolution

 ...s best-known gaming brands and now looking for talent like you to join us in our Evolution! Job Description The Senior Team Manager will be charged with the responsibility to ensuring operational excellence at all times. The main responsibility of the Senior Team... 

Exclusive Household Staff

Live-in Nanny Job at Exclusive Household Staff

Our client, a lovely informal French/English family based in Bel Air, Los Angeles, are looking for a professional Live-in Nanny to take shared and sole charge of their three girls aged 18 months, 6 & 9 years. The couple are looking for a loving, kind, educated, enthusiastic... 

Leeds Professional Resources

Senior Investment Associate (Real Estate) Job at Leeds Professional Resources

 ...Overview: We are seeking a skilled Senior Investment Associate to oversee a diverse...  ...summaries and offering memorandums for internal executives and external financial collaborators...  ...a focus on development or real estate private equity. ~ Advanced proficiency in Excel and...